Carboxylic acids and derivatives: properties, reactions

Carboxylic Acids and Their Derivatives – Cambridge IGCSE / A‑Level (9701)

1. Overview

Carboxylic acids (R‑COOH) and their four main families of derivatives – acid halides, anhydrides, esters and amides – are central to organic chemistry. Their chemistry is dominated by:

  • The electrophilic carbonyl carbon (sp²‑hybridised).
  • The ability of the attached hetero‑atom (X) to act as a leaving group in nucleophilic acyl substitution.

2. General Structural Features

DerivativeGeneral formulaLeaving group (X)
Acid halideR‑C(=O)‑ClCl⁻ (excellent)
AnhydrideR‑C(=O)‑O‑C(=O)‑RCarboxylate (RCOO⁻, good)
EsterR‑C(=O)‑O‑R'Alkoxide (RO⁻, moderate)
AmideR‑C(=O)‑NR'₂Amide anion (NR'₂⁻, poor)

3. Acidic Nature of Carboxylic Acids

Acidity stems from resonance stabilisation of the conjugate base (carboxylate ion):

RCOOH ⇌ RCOO⁻ + H⁺
  • The negative charge is delocalised over two oxygens (≈50 % on each).
  • Typical pKa values: 4–5 (stronger than alcohols, weaker than mineral acids).

4. IUPAC Nomenclature (Section 13.1)

4.1 Naming Algorithm (parent chain ≤ 6 C)

  1. Identify the longest continuous carbon chain that contains the carbonyl carbon.
  2. Number the chain to give the carbonyl carbon the lowest possible locant.
  3. Assign the highest‑priority functional group the suffix**;** all other groups become prefixes.
  4. Write the name: parent‑chain‑locant‑suffix + any prefixes (e.g., 2‑methylpropanoic acid).

4.2 Functional‑Group Priority (Cambridge syllabus)

Priority (high → low)Suffix / Prefix used in naming
1-oic acid (carboxylic acid)
2-oyl chloride (acid halide)
3-anhydride (acid anhydride)
4-oate (ester)
5-amide (amide)
6-ol, -al, -one, etc. (lower‑priority groups)

4.3 Worked Naming Examples

  • Acid halide: CH₃‑CH₂‑C(=O)‑Clpropionyl chloride (systematic) or propionic acid chloride.
  • Anhydride: (CH₃‑C(=O))₂Oacetic anhydride.
  • Ester: CH₃‑C(=O)‑O‑CH₂CH₃ethyl acetate (systematic: ethanoic acid, ethyl ester).
  • Amide: CH₃‑C(=O)‑NH₂acetamide (systematic: ethanamide).

4.4 Naming Practice Box (mixed‑functional‑group molecules, ≤ 6 C)

Structure Systematic name Common name (if any)
CH₃‑CH₂‑C(=O)‑OH propanoic acid
CH₃‑CH(OH)‑CH₂‑C(=O)‑OH 3‑hydroxybutanoic acid β‑hydroxybutyric acid
CH₃‑C(=O)‑O‑CH₂CH₃ ethyl acetate (ethanoic acid, ethyl ester) ethyl acetate
CH₃‑C(=O)‑Cl propionyl chloride
CH₃‑C(=O)‑NH‑CH₃ N‑methylacetamide (ethanamide, N‑methyl‑)

5. Bonding, Hybridisation & Resonance (Section 13.3)

  • The carbonyl carbon is sp²‑hybridised. The C=O bond consists of one σ‑bond (sp²–sp²) and one π‑bond (p–p).
  • Resonance in carboxylate ion:
    R‑C(=O)O⁻ ↔ R‑C(–O)=O⁻
    Delocalisation reduces the basicity of the conjugate base.
  • In amides the nitrogen lone pair donates into the carbonyl π*‑orbital, giving partial C–N double‑bond character and markedly lowering electrophilicity.

6. Isomerism (Section 13.4)

  • Structural (constitutional) isomerism: e.g., methyl propanoate (CH₃CH₂COOCH₃) vs. ethyl acetate (CH₃COOCH₂CH₃).
  • Geometric (cis/trans) isomerism can appear in cyclic anhydrides or in α‑substituted acids where the carbonyl carbon participates in a C=C system.
  • Tautomerism is not a major feature of the four derivatives, but keto–enol tautomerism is relevant to aldehydes/ketones (outside the present scope).

7. Core Reactions & Terminology (Section 13.2)

  • Nucleophilic acyl substitution – the universal mechanism for acid halides, anhydrides, esters and amides.
  • Electrophilic addition – key step in acid‑catalysed esterification (addition of H⁺ to the carbonyl).
  • Hydrolysis / Saponification – conversion of an acyl derivative to the parent acid (or its salt).
  • Reduction – LiAlH₄ (or NaBH₄ for esters) converts carbonyl derivatives to alcohols or amines.
  • Dehydration – P₂O₅ or POCl₃ converts amides to nitriles.

8. General Mechanism of Nucleophilic Acyl Substitution

  1. Attack: A nucleophile (ν⁻) attacks the electrophilic carbonyl carbon, forming a tetrahedral intermediate (TI).
    R‑C(=O)‑X + ν⁻ → R‑C(–O⁻)(‑X)(‑ν) (TI)
  2. Collapse: The TI collapses, re‑forming the C=O bond and expelling the leaving group (X⁻).
    R‑C(–O⁻)(‑X)(‑ν) → R‑C(=O)‑ν + X⁻

Overall: RCOX + ν⁻ → RCONu + X⁻

9. Individual Derivatives – Key Reactions & Examples

9.1 Acid Halides (RCOCl)

  • Hydrolysis (fast, exothermic)
    RCOCl + H₂O → RCOOH + HCl
  • Esterification (with alcohol)
    RCOCl + R'OH → RCOOR' + HCl
    (Pyridine or Et₃N used to trap HCl.)
  • Amide formation (with amine)
    RCOCl + R'NH₂ → RCONHR' + HCl
  • Reduction (LiAlH₄) → primary alcohol
    RCOCl + 4 [H] → RCH₂OH + HCl
  • Typical reagents for preparation: RCOOH + SOCl₂ → RCOCl + SO₂ + HCl.

9.2 Anhydrides ((RCO)₂O)

  • Hydrolysis
    (RCO)₂O + H₂O → 2 RCOOH
  • Alcoholysis (mixed anhydride → ester)
    (RCO)₂O + R'OH → RCOOR' + RCOOH
  • Aminolysis (amide formation)
    (RCO)₂O + R'NH₂ → RCONHR' + RCOOH
  • Preparation: 2 RCOOH + (COCl)₂ → (RCO)₂O + 2 HCl (oxalyl chloride) or from acid halide + acid.

9.3 Esters (RCOOR′)

  • Acid‑catalysed hydrolysis (reverse Fischer esterification)
    RCOOR' + H₂O ⟶H⁺ RCOOH + R'OH
  • Base‑catalysed hydrolysis (saponification) – gives carboxylate salt.
    RCOOR' + OH⁻ → RCOO⁻ + R'OH
  • Reduction (LiAlH₄) – affords two alcohols.
    RCOOR' + 4 [H] → RCH₂OH + R'OH
  • Fischer esterification (acidic esterification)
    RCOOH + R'OH ⟶H⁺, Δ RCOOR' + H₂O
    (Use excess alcohol or a Dean‑Stark trap to drive equilibrium.)

9.4 Amides (RCONR′₂)

  • Hydrolysis (strong acid or base, high temperature)
    RCONH₂ + H₂O ⟶H⁺/OH⁻ RCOOH + NH₃
  • Reduction (LiAlH₄) – yields primary amine.
    RCONH₂ + 4 [H] → RCH₂NH₂
  • Dehydration (P₂O₅ or POCl₃) – forms a nitrile.
    RCONH₂ ⟶P₂O₅ RCN + H₂O
  • Preparation (direct amidation): RCOCl + R'NH₂ → RCONHR' + HCl (base scavenges HCl).

10. Comparative Reactivity (Nucleophilic Acyl Substitution)

DerivativeLeaving‑group ability (X⁻)Relative reactivity
Acid halideCl⁻ (excellent)Very high
AnhydrideCarboxylate (good)High
EsterAlkoxide (moderate)Moderate
AmideAmide anion (poor)Low

Trend explained by resonance donation from X: the more electron‑donating the leaving group, the less electrophilic the carbonyl carbon becomes.

11. Laboratory Preparations (Section 13.5)

  • Acid halide:
    RCOOH + SOCl₂ → RCOCl + SO₂ + HCl
    (Gaseous by‑products drive the reaction forward.)
  • Anhydride:
    2 RCOOH + (COCl)₂ → (RCO)₂O + 2 HCl
    (Oxalyl chloride is common; the reaction is catalysed by pyridine.)
  • Ester (Fischer esterification):
    RCOOH + R'OH ⟶H⁺, Δ RCOOR' + H₂O
    (Dean‑Stark trap or excess alcohol removes water.)
  • Amide (direct amidation):
    RCOCl + R'NH₂ → RCONHR' + HCl
    (Et₃N or pyridine scavenges HCl.)

12. Links to Other Syllabus Sections

12.1 Hydrocarbons (Section 14.1)

  • Acid halides are the most reactive halogen derivatives; they are prepared from carboxylic acids using thionyl chloride, analogous to the preparation of alkyl chlorides from alkanes.
  • Complete combustion of alkanes gives CO₂ and H₂O, which can be oxidised (e.g., KMnO₄) to carboxylic acids – the starting point for the derivative series.

12.2 Alkenes (Section 14.2)

  • Electrophilic addition of HCl to an alkene yields a chloro‑alkane; subsequent oxidation (KMnO₄, hot) gives a carboxylic acid, which can be converted to any derivative.
  • The acid‑catalysed esterification mechanism mirrors the electrophilic activation of carbonyls in alkene addition reactions.

12.3 Halogen Compounds (Section 15)

  • Acid halides undergo nucleophilic acyl substitution, a distinct pathway from the SN1/SN2 mechanisms of alkyl halides.
  • The leaving‑group trend (Cl⁻ > RCOO⁻ > RO⁻ > NR₂⁻) parallels the reactivity order of alkyl halides (I > Br > Cl > F).

12.4 Hydroxy Compounds (Section 16)

  • Alcohols act as nucleophiles in esterification and acid‑halide reactions.
  • Phenols are less nucleophilic because of aromatic resonance, reacting more slowly with acid halides – an illustration of functional‑group selectivity.
  • Ethers are generally inert under nucleophilic acyl substitution conditions, highlighting the chemoselectivity of the reactions.

13. Typical Examination Questions (Cambridge style)

  1. Predict the major product when benzoic acid is treated with thionyl chloride.
    Answer: benzoyl chloride (C₆H₅COCl).
  2. Write a step‑by‑step mechanism for the saponification of ethyl acetate with NaOH, including the tetrahedral intermediate.
    Key points:* attack of OH⁻, formation of TI, collapse to acetate ion + ethanol, neutralisation.
  3. Explain why acetamide is far less reactive towards nucleophiles than acetyl chloride.
    Answer:* resonance donation from the amide nitrogen reduces the electrophilicity of the carbonyl carbon; the leaving group (amide anion) is a very poor base.
  4. Given the reaction: CH₃COCl + 2 C₂H₅OH → ? Identify the product(s) and state the role of each reagent.
    Answer:* ethyl acetate (ester) is formed; excess ethanol acts as both nucleophile and solvent; HCl produced is scavenged by pyridine.
  5. Compare the reactivity of the following towards NaOH at 25 °C: (i) ethyl acetate, (ii) acetic anhydride, (iii) acetamide.
    Answer:* acetic anhydride > ethyl acetate > acetamide (based on leaving‑group ability).

14. Quick Revision Checklist

  • Identify the carbonyl‑containing functional group and assign the correct suffix.
  • Remember the priority order for naming (acid > acid halide > anhydride > ester > amide).
  • For each derivative, know:
    • Key leaving group
    • Typical preparation method
    • One characteristic reaction (hydrolysis, esterification, amide formation, reduction, etc.)
  • Reactivity trend: acid halide > anhydride > ester > amide.
  • Resonance stabilisation of the carboxylate ion explains acidity; resonance donation from X explains decreasing electrophilicity.
  • Be able to draw the tetrahedral intermediate for any nucleophilic acyl substitution.

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