prudence

IGCSE Accounting (0452) – Syllabus Notes

Unit 1 – The Fundamentals of Accounting

  • Purpose of accounting: to record, classify, summarise and interpret financial information so that users can make informed decisions.
  • Book‑keeping vs. accounting: book‑keeping is the systematic recording of transactions; accounting adds analysis, interpretation and reporting.
  • Business entity concept: the affairs of the business are kept separate from those of the owner(s) or other entities.
  • Accounting equation (dual aspect): Assets = Liabilities + Owner’s Equity
  • Key terms (as used in the syllabus):
    • Asset, liability, capital (owner’s equity)
    • Revenue, expense, profit (or loss)
    • Debit, credit, trial balance, balance sheet, income statement

Unit 2 – Sources and Recording of Data

2.1 Primary source documents

  • Invoices (sales & purchase), receipts, credit notes, debit notes
  • Bank statements, payroll sheets, purchase orders, sales orders
  • Petty‑cash vouchers, credit card statements

2.2 Books of prime entry (journals)

BookTransactions recorded
Cash book (receipts & payments)All cash receipts and cash payments
Sales journalCredit sales of goods/services
Purchases journalCredit purchases of goods/services
General journalAdjusting entries, corrections, non‑cash transactions

2.3 Double‑entry bookkeeping

  • Every transaction affects at least two accounts – one debit and one credit.
  • Debits increase assets and expenses; credits increase liabilities, equity and revenue (and the reverse for reductions).
  • Ensures the accounting equation remains in balance.

2.4 Types of accounts

  • Real (balance‑sheet) accounts: assets, liabilities, capital.
  • Nominal (income‑statement) accounts: revenue, expenses, gains, losses.

Unit 3 – Verification of Accounting Records

3.1 Trial Balance

  • List of all ledger balances (debit and credit) at a point in time.
  • Used to check that total debits = total credits.
  • If they do not balance, an error exists (e.g., omission, transposition, commission).

3.2 Bank Reconciliation

  • Adjusts the cash‑book balance for:
    • Deposits in transit
    • Outstanding cheques
    • Bank errors
    • Bank interest and charges

3.3 Control Accounts

  • Summary accounts that reconcile subsidiary ledgers (e.g., Sales Ledger Control, Purchases Ledger Control).
  • Show total amounts owed by customers or owed to suppliers.

3.4 Error‑correction procedures

Error typeTypical causeCorrection method
TranspositionDigits reversed (e.g., 540 written as 450)Check column totals; adjust the affected accounts.
OmissionTransaction not recordedEnter the missing transaction; if the amount is unknown, use a suspense account.
CommissionDebit recorded as credit or vice‑versaReverse the entry (swap debit and credit).

Unit 4 – Accounting Procedures

4.1 Capital vs. Revenue Expenditure

  • Capital expenditure: creates or enhances an asset (e.g., purchase of machinery, building extensions). Recorded as an asset and depreciated over its useful life.
  • Revenue expenditure: incurred to generate revenue in the current period (e.g., repairs, wages, utilities). Recorded immediately as an expense.

4.2 Depreciation

Allocates the cost of a non‑current asset over its useful life.

MethodFormulaWhen used
Straight‑line(Cost – Residual value) ÷ Useful lifeMost common for plant & equipment.
Reducing balanceOpening NBV × Depreciation rateWhen the asset loses value faster in early years.

4.3 Accruals and Pre‑payments (Adjusting Entries)

  • Accrued expense – expense incurred but not yet paid (e.g., salaries payable).
    Journal entry: Debit Expense, Credit Accrued Liability.
  • Accrued income – revenue earned but not yet received (e.g., interest receivable).
    Journal entry: Debit Accrued Receivable, Credit Revenue.
  • Pre‑paid expense – cash paid before the related benefit is received (e.g., insurance).
    Journal entry (initial payment): Debit Pre‑payment (asset), Credit Cash.
    Adjustment at period‑end: Debit Expense, Credit Pre‑payment.
  • Deferred income – cash received before the revenue is earned (e.g., annual subscription received in advance).
    Initial entry: Debit Cash, Credit Deferred Income (liability).
    Adjustment: Debit Deferred Income, Credit Revenue.

4.4 Bad Debts & Provision for Doubtful Debts

  • Specific (direct) write‑off: identify an uncollectible debtor and remove the amount from the ledger.
  • General (percentage) provision: estimate future uncollectible amounts as a % of total trade receivables.
Journal entry – General provision (5 % of $10 000 receivables)
DebitCredit
Bad Debt Expense $500Allowance for Doubtful Debts $500

4.5 Inventory Valuation

  • Recorded at the lower of cost or net realisable value (NRV).
  • NRV = Estimated selling price – Estimated costs of completion & disposal.
  • If NRV < cost, write‑down to NRV; if NRV > cost, retain cost (prudence).
Journal entry – Write‑down of obsolete stock (cost $1 200, NRV $700)
DebitCredit
Loss on Inventory Write‑down $500Inventory $500

4.6 Warranty & Guarantee Liabilities

  • When a product is sold with a warranty, estimate the future cost and recognise a provision at the point of sale.
  • The provision is reviewed each year and adjusted to reflect actual experience.
Journal entry – Warranty provision at sale ($1 200 estimated)
DebitCredit
Warranty Expense $1 200Warranty Provision $1 200

4.7 Closing Entries & Post‑Closing Trial Balance

  • Transfer balances of all nominal accounts to the Capital (or Retained Earnings) account:
    • Revenue → Capital (credit)
    • Expense → Capital (debit)
  • Result: only real accounts (assets, liabilities, capital) remain open for the next period.
  • Prepare a post‑closing trial balance to ensure that debits still equal credits after closing.

Unit 5 – Preparation of Financial Statements

5.1 Sole Trader / Partnership

  1. Trading (Profit & Loss) Account – shows:
    • Sales (Revenue)
    • Cost of Goods Sold → Gross Profit
    • Operating expenses → Net Profit (or Loss)
  2. Statement of Financial Position – assets, liabilities and capital (owner’s equity).

5.2 Limited Company

  • Income Statement – same structure as the trading account but labelled “Profit & Loss Account”.
  • Statement of Financial Position – separates shareholders’ equity into:
    • Share capital
    • Retained earnings (or accumulated losses)
    • Reserves (if any)

5.3 Clubs & Societies (Non‑profit)

  • Statement of Financial Activities – income, expenditure and surplus/deficit.
  • Statement of Financial Position – assets, liabilities and fund balances.

5.4 Manufacturing Accounts (optional for 0452)

Cost of production = Opening stock + Purchases + Direct wages + Production overheads – Closing stock.

Result is transferred to the Trading Account as “Cost of Goods Sold”.

5.5 Incomplete Records

  • When the cash book or purchases ledger is missing, reconstruct using the adjusted trial balance method:
    1. Start with the trial balance of the accounts that are available.
    2. Adjust for known transactions (e.g., bank statements, supplier invoices).
    3. Derive the missing entries by ensuring the accounting equation balances.

Unit 6 – Analysis and Interpretation of Accounts

6.1 Key Ratios (as listed in the syllabus)

RatioFormulaInterpretation
Gross Profit MarginGross Profit ÷ Sales × 100 %Profitability of core trading activity.
Net Profit MarginNet Profit ÷ Sales × 100 %Overall profitability after all expenses.
Current RatioCurrent Assets ÷ Current LiabilitiesLiquidity – ability to meet short‑term obligations.
Quick (Acid‑test) Ratio(Current Assets – Inventory) ÷ Current LiabilitiesLiquidity without relying on inventory.
Return on Capital Employed (ROCE)Profit before interest & tax ÷ Capital Employed × 100 %Efficiency of capital utilisation.
Debt‑to‑Equity RatioTotal Liabilities ÷ Owner’s EquityDegree of financial leverage.
Inventory TurnoverCost of Goods Sold ÷ Average InventoryHow quickly stock is sold and replaced.
Average Collection PeriodTrade Debtors ÷ (Credit Sales ÷ 12)Speed of cash recovery from customers.

6.2 Worked Example – Current Ratio

Data: Current assets $45 000; Current liabilities $30 000.

Calculation:

$$\text{Current Ratio} = \frac{45\,000}{30\,000}=1.5$$

Interpretation: For every $1 of current liability the business has $1.50 of current assets – a satisfactory liquidity position.

6.3 Interpretation of Ratios (AO3)

  • Compare the ratio with industry benchmarks or previous periods.
  • Explain what a high or low figure indicates about the business’s performance and financial health.
  • Identify any underlying causes (e.g., large inventory, high borrowing).

Unit 7 – Accounting Principles and Policies

7.1 Business Entity

Transactions of the business are recorded separately from those of the owner(s) or other entities.

7.2 Duality (Double‑Entry)

Every transaction has equal debit and credit effects, keeping the accounting equation in balance.

7.3 Going Concern

Assumes the business will continue to operate for the foreseeable future; assets are recorded at cost rather than liquidation values.

7.4 Historic Cost

Assets are recorded at the amount of cash (or cash equivalent) paid to acquire them.

7.5 Money Measurement

Only transactions that can be expressed in monetary terms are recorded.

7.6 Realisation (Revenue Recognition)

Revenue is recognised when it is earned and measurable – normally when goods are delivered or services performed.

7.7 Matching (Expense Recognition)

Expenses are matched with the revenues they help to generate, ensuring profit is measured accurately for the period.

7.8 Prudence (Conservatism)

The prudence principle requires that:

  • Potential expenses and liabilities are recognised as soon as they are probable.
  • Potential income and assets are recognised only when they are virtually certain.

Effect on the financial statements:

  • Profit and loss account – expenses and losses are recorded early, preventing profit from being overstated.
  • Balance sheet – assets are not overstated (recorded at the lower of cost or NRV) and liabilities are not understated (provisions are created for probable outflows).
Typical Prudence‑related journal entries
TransactionDebitCredit
Accrued interest expense $250 (incurred but not yet paid) Interest Expense $250 Accrued Interest Payable $250
Pre‑paid insurance $1 200 (12‑month policy paid at start of year) Pre‑paid Insurance $1 200 Cash $1 200
Provision for doubtful debts – 5 % of $10 000 receivables Bad Debt Expense $500 Allowance for Doubtful Debts $500
Write‑down of inventory to NRV (cost $1 200, NRV $700) Loss on Inventory Write‑down $500 Inventory $500
Warranty provision at sale ($1 200 estimated) Warranty Expense $1 200 Warranty Provision $1 200
Prudence Decision Flowchart (description)
Flowchart – From identifying a probable expense or loss → estimating the amount → recording a provision (debit expense, credit liability) → reviewing at year‑end → adjusting the provision (increase, decrease or reverse) based on actual outcome.

7.9 Consistency

Once an accounting method or policy is adopted, it should be applied in the same way from one period to the next, unless a change is justified and disclosed.

7.10 Materiality

Only items that could influence the decisions of users need to be recorded and disclosed.

7.11 Qualitative Characteristics

  • Relevance – information must be capable of influencing decisions.
  • Reliability (faithful representation) – free from material error and bias.
  • Comparability – users can identify similarities and differences over time.
  • Understandability – information is presented clearly.

Appendix – Summary of Accounting Ratios (Formulas Only)

RatioFormula
Gross Profit MarginGross Profit ÷ Sales × 100 %
Net Profit MarginNet Profit ÷ Sales × 100 %
Current RatioCurrent Assets ÷ Current Liabilities
Quick Ratio(Current Assets – Inventory) ÷ Current Liabilities
Return on Capital EmployedProfit before interest & tax ÷ Capital Employed × 100 %
Debt‑to‑Equity RatioTotal Liabilities ÷ Owner’s Equity
Inventory TurnoverCost of Goods Sold ÷ Average Inventory
Average Collection PeriodTrade Debtors ÷ (Credit Sales ÷ 12)

Common Examination Questions (AO1‑AO3)

  1. Explain why inventory is recorded at the lower of cost or net realisable value, and illustrate the journal entry when NRV is lower.
  2. Prepare the journal entries for a warranty liability of $1 200 when a product is sold for $8 000, and show how the provision is adjusted at year‑end if the actual cost incurred is $900.
  3. Discuss the impact of the prudence principle on (a) the profit shown in the income statement and (b) the valuation of assets and liabilities on the balance sheet.
  4. Using the data below, calculate and interpret the current ratio and gross profit margin:
    • Sales $120 000, Cost of Goods Sold $78 000, Current assets $45 000, Current liabilities $30 000.
  5. Describe the steps involved in preparing a trial balance and explain how it helps to detect errors.
  6. Explain the difference between capital and revenue expenditure, giving one example of each and showing the appropriate journal entries.
  7. Outline the process of preparing a post‑closing trial balance and state its purpose.

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