advantages and disadvantages of internal and external sources of finance

5.1 Sources of Finance – Overview

Every business needs finance at different stages. The Cambridge IGCSE Business Studies (0450) syllabus expects you to understand why finance is required, the range of internal and external sources available, and how to evaluate the most appropriate source for a particular situation.

5.1.1 Why Finance is Needed

  • Start‑up finance – to purchase assets, obtain premises and cover initial operating costs.
  • Growth/expansion finance – for new product development, larger premises, additional machinery, or market entry.
  • Working‑capital finance – to bridge the gap between cash outflows (e.g., stock purchases) and cash inflows (e.g., sales receipts).
  • Contingency finance – to cope with unexpected events such as equipment breakdowns, legal claims or economic downturns.

5.1.2 Cash‑Flow Forecasting (Short‑Term Planning)

A cash‑flow forecast shows the expected inflows and outflows over a period (usually 12 months). It helps identify potential short‑term shortfalls and the need for short‑term finance.

MonthOpening cash balanceCash inflowsCash outflowsClosing cash balance
Jan£10 000£15 000£12 000£13 000
Feb£13 000£14 000£16 000£11 000

Interpretation tip (AO4): If the closing balance falls below the minimum cash reserve the business needs a short‑term source (e.g., overdraft or trade credit).

5.1.3 Basic Financial Statements (Interpretation – AO3)

Students must be able to read a simple income statement and statement of financial position.

Income Statement (Profit & Loss Account)

Revenue (sales)£…
Cost of sales£…
Gross profit£…
Operating expenses (admin, marketing)£…
Operating profit£…
Interest expense£…
Profit before tax£…
Tax£…
Net profit£…

Statement of Financial Position (Balance Sheet)

Assets
Current assets (cash, stock, debtors)£…
Non‑current assets (plant, equipment, goodwill)£…
Total assets£…
Liabilities & Equity
Current liabilities (payables, short‑term loans)£…
Non‑current liabilities (long‑term loans, debentures)£…
Share capital & reserves£…
Retained earnings£…
Total liabilities & equity£…

AO3 tip: Compare the total assets with the total liabilities + equity to check that the balance sheet balances.

5.1.4 Key Profitability & Liquidity Ratios (AO2 & AO4)

RatioFormulaInterpretation (one‑sentence guide)
Gross profit marginGross profit ÷ Revenue × 100%Shows how efficiently a business turns sales into gross profit; higher is better.
Net profit marginNet profit ÷ Revenue × 100%Indicates overall profitability after all costs; useful for comparing with competitors.
Return on capital employed (ROCE)Operating profit ÷ (Equity + Long‑term debt) × 100%Measures how well capital is used to generate earnings; higher ROCE signals efficient use of finance.
Current ratioCurrent assets ÷ Current liabilitiesAssesses short‑term solvency; a ratio ≥ 1.5 is generally considered safe.
Acid‑test (quick) ratio(Current assets – Stock) ÷ Current liabilitiesMore stringent test of liquidity because stock may not be quickly convertible.

5.2 Internal Sources of Finance

Money generated within the business without borrowing from external parties. Usually low‑cost, but the amount available can be limited.

Source Typical Use (short‑/long‑term) Key Advantages Key Disadvantages
Retained earnings (profit reinvestment) Both • No interest or repayment
• No dilution of ownership
• Reduces dividends payable to shareholders
• May be insufficient for large projects
Sale of surplus / unused assets Short‑term (quick cash) • Generates cash immediately
• Improves asset efficiency
• One‑off – not a sustainable source
• Reduces future resale value or production capacity
Working‑capital optimisation (e.g., reducing stock, speeding up receivables) Short‑term • Frees cash tied up in inventory or debtors
• No external borrowing required
• Risk of stock‑outs or strained customer relationships
• May need investment in better inventory systems
Owner’s personal savings / capital contribution (sole trader or partnership) Both • Immediate availability
• No formal interest or fees
• Reduces the owner’s personal safety net
• Limited to the owner’s wealth
Family & friends (informal loan or equity) Both • Flexible terms
• Low or no interest
• May strain personal relationships
• Usually small amounts

5.2.1 Case‑Study Prompt (Internal – AO3 & AO4)

A small bakery wants to replace an old oven costing £12 000. It has £5 000 of retained earnings and can sell a disused delivery van for £4 000. Which internal source(s) should it use and why? Discuss cost, control and risk.

5.3 External Sources of Finance – Short‑Term

Funds obtained from outside the business, usually repayable within 12 months. They provide quick cash but often carry higher interest or affect supplier relationships.

Source Typical Use Key Advantages Key Disadvantages
Trade credit (supplier credit) Purchasing stock or raw materials • No cash interest
• Often interest‑free for a set period
• Supplier may withdraw credit if payments are late
• May affect future terms
Bank overdraft Covering temporary cash shortages • Highly flexible – use only what is needed
• Interest charged only on the amount drawn
• Higher interest than term loans
• Can be cancelled on short notice
Bank short‑term loan / revolving credit facility Financing working capital or seasonal peaks • Fixed interest rate for the period
• Quick access once approved
• Requires security or personal guarantee
• Must be repaid within a year
Factoring / invoice discounting Improving cash flow from receivables • Immediate cash without waiting for customers
• Outsources credit control
• Factoring fees reduce profit margin
• Loss of control over customer relationships
Micro‑finance Small‑scale enterprises needing modest funds • Accessible to businesses with limited credit history
• Often includes business support
• Interest rates can be relatively high
• Loan amounts are usually small

5.3.1 Case‑Study Prompt (Short‑Term External – AO3 & AO4)

A clothing retailer expects a £20 000 cash shortfall in March due to a large seasonal order. Evaluate two short‑term external options and recommend the most suitable one.

5.4 External Sources of Finance – Long‑Term

Funds used for assets or projects lasting more than 12 months. They provide larger sums but involve interest, dividend expectations, or dilution of ownership.

Source Typical Use Key Advantages Key Disadvantages
Bank term loan (medium/long‑term) Purchasing plant, buildings, major equipment • Lump sum for large projects
• Fixed repayment schedule aids budgeting
• Interest adds to cost
• Usually requires collateral
Issue of ordinary shares (equity finance) Expansion, R&D, acquisitions • No interest or repayment obligation
• Improves debt‑to‑equity ratio
• Dilutes existing owners’ control
• Shareholders expect dividends
Preference shares Raising capital without giving voting rights • Fixed dividend (like interest) but no voting power
• Attractive to income‑seeking investors
• Dividend must be paid before ordinary shareholders
• Still a cost to the business
Debentures / corporate bonds Long‑term financing for large projects • Fixed interest rate – predictable cost
• Can be issued to a wide range of investors
• Interest payable even if profits are low
• Increases overall debt level
Hire purchase Acquiring equipment or vehicles • Spreads cost over the asset’s useful life
• Ownership transferred at the end
• Total cost higher than cash purchase due to interest
• Asset used as security until fully paid
Finance lease (or operating lease) Accessing plant, machinery, or IT equipment • No large upfront cash outlay
• Maintenance can be included (operating lease)
• No ownership (unless finance lease with purchase option)
• Overall cost may exceed buying outright
Venture capital / angel investors Start‑ups and high‑growth businesses • Large capital plus expertise
• No immediate repayment required
• Significant loss of control and profit sharing
• Investors expect high returns
Government grants & subsidies Research, export promotion, regional development • Non‑repayable – essentially free money
• May improve public image
• Competitive application process
• Often tied to specific conditions or reporting
Crowdfunding (online platforms) Product launches, community projects, creative ventures • Access to many small investors
• Can also serve as marketing
• Usually limited to modest sums
• Platform fees and possible equity dilution

5.4.1 Case‑Study Prompt (Long‑Term External – AO3 & AO4)

A tech start‑up needs £500 000 to develop a new software platform. Compare the use of venture capital with issuing ordinary shares, focusing on cost, control, risk and time to obtain.

5.5 Comparison of Internal and External Sources

Aspect Internal Sources External Sources
Cost Generally low (no interest); opportunity cost of retained earnings Interest, fees, or profit‑sharing; short‑term rates can be high
Control / Ownership Owners retain full control May dilute ownership (shares) or impose covenants (loans)
Availability Limited to profits, assets or efficiency gains Often larger sums; can be obtained quickly (overdraft) or over time (share issue)
Risk Low financial risk but may restrict growth Higher financial risk – repayment obligations, interest burden, or loss of control
Time to obtain Immediate (e.g., cash reserves) Varies – overdraft/credit can be instant; share issues or bonds take weeks/months

5.6 Choosing the Appropriate Source of Finance (Decision‑Making Process)

  1. Quantify the amount required. Small cash gaps → short‑term external or internal optimisation; large capital projects → long‑term external.
  2. Identify the time‑frame. ≤12 months → short‑term; >12 months → long‑term.
  3. Match the source to business objectives. (see box 5.6.1)
  4. Calculate total cost. Include interest, fees, dividend expectations and the opportunity cost of retained earnings.
  5. Consider impact on control and ownership. Start‑ups may accept equity dilution; family‑run firms often prefer debt.
  6. Assess security & collateral requirements. Asset‑heavy firms can offer security; service‑based firms may need unsecured options.
  7. Evaluate risk profile of the project. High‑risk ventures → venture capital; low‑risk, predictable cash‑flow projects → bank loan.

5.6.1 Link to Business Objectives & Stakeholder Goals (Syllabus 5.5)

  • Profit maximisation – prefer low‑cost finance (retained earnings, low‑interest loans).
  • Growth & market share – may accept higher‑cost equity or long‑term debt to fund expansion.
  • Liquidity & solvency – maintain adequate current ratio; avoid excessive short‑term borrowing.
  • Stakeholder expectations – shareholders want dividends; lenders want timely interest repayments; employees value job security.

5.7 External Influences on Finance Decisions (Syllabus 5.5)

  • Government policy – tax incentives, grants, interest‑rate controls.
  • Legal environment – company law on share issues, consumer credit regulations.
  • Economic conditions – inflation, exchange rates, interest‑rate trends affect borrowing costs.
  • Ethical & social considerations – preference for green financing, avoiding high‑interest payday lenders.
  • Globalisation – access to foreign capital markets, exchange‑rate risk on overseas borrowing.

5.8 Break‑Even Analysis & Margin of Safety (Link to Syllabus 4.2)

Break‑even point (BEP) shows the sales level at which total revenue equals total costs.

FormulaInterpretation
BEP (units) = Fixed costs ÷ (Selling price per unit – Variable cost per unit)Units that must be sold to cover all costs.
Margin of safety = (Actual or projected sales – BEP) ÷ Actual sales × 100%How far sales can fall before the business makes a loss.

AO3 tip: Use the BEP to decide whether a proposed investment (e.g., new machinery) will be financially viable.

5.9 Summary

  • Internal finance is usually the cheapest and preserves ownership, but the amount is limited.
  • External finance provides larger sums and can be tailored to short‑ or long‑term needs, yet it adds cost, may dilute control, and introduces repayment risk.
  • Effective managers evaluate the size, purpose, time‑horizon, cost, control implications, risk, and external influences before selecting a source—or a mix of sources—that best supports the business’s strategic objectives.
Suggested diagram: A decision‑making flowchart – “Amount needed?” → “Short‑term or long‑term?” → “Impact on control?” → “Select appropriate internal or external source(s).”

Create an account or Login to take a Quiz

50 views
0 improvement suggestions

Log in to suggest improvements to this note.